According to the ninth-century Tang dynasty text Yuanhe Xing Zuan, Li is a branch of the ancient ancestral name Ying (嬴) and descends from Emperor Zhuanxu, grandson of the mythical Yellow Emperor. During the reign of Emperor Yao, Zhuanxu's descendant Gao Yao served as Dali (大理), or Minister of Law. During the Xia dynasty, Gao Yao's descendants adopted Li (理) as their surname, from the title Dali (meaning "great judge"). It is uncertain how the character for Li changed from the original 理 to the current 李. According to popular folklore, at the end of theShang dynasty, the minister Li Zheng (理征) was executed by King Zhou of Shang who was known for his cruelty. Li Zheng's son Li Lizhen (理利贞) escaped with his mother to the ruins of Yihou (伊侯之墟), where they survived by eating plums. In gratitude, Li Lizhen changed his surname to 李, a character that means "plum" and is a homophone of 理. Li Lizhen was said to have settled at Ku County (苦县), in modern Luyi County, Henan province, which is regarded as the original hometown of the Li surname.
The first historical person known to have the surname is Li Er (李耳), better known as Laozi (fl. 6th century BC), the philosopher who founded Taoism. He was said to have been an eleventh-generation descendant of Li Lizhen. Laozi is widely revered as the founding ancestor of the Li surname.
Another early origin of Li is the non-Huaxia Ba people, who established the Ba state during the Zhou dynasty in modern westernHubei province and Chongqing municipality. In 316 BC, Ba was conquered by the state of Qin, which would eventually conquer all the warring states to establish theQin dynasty. Many Ba people adopted Li as their surname, as it sounded similar to the Ba word for tiger, which was a totem for the Ba. In 304 AD, the Ba leader Li Xiong (Emperor Wu) established Cheng Han, the first Li-surnamed dynasty in history.
Li was the imperial surname of the Tang dynasty, founded by Li Yuan in 618 AD. One of the most prosperous and influential dynasties in Chinese history, Tang was ruled by 20 emperors surnamed Li. The Tang emperors liberally granted the royal surname to favoured generals, officials, and their clans, such as Xu Shiji, Du Fuwei, and Guo Zihe (zh). Many non-Chinese people under Tang's rule were also granted the Li surname, including the Eastern Tujue khan Ashina Simo (Li Simo), Mohe leaders Li Duozuoand Li Jinxing (zh), Khitan leaders Li Guangbi and Li Jinzhong, and Goguryo general Li Zhengji. Many Tibetans, Uyghurs, Persians, and Jews were also granted or adopted the Li surname. The number of people surnamed Li skyrocketed during the Tang dynasty.
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During the Five Dynasties and Ten Kingdoms period following the fall of Tang in 907, the Shatuo general Li Keyong, who had been granted the Li surname, established the Jin State, precursor of the Later Tang. Li Bian (Xu Zhigao), the founder of the Southern Tang, also changed his surname to Li. The emperors of Later Tang and Southern Tang continued the Tang tradition of liberally bestowing the Li surname on their favoured people.[6]Other Li-surnamed dynasties include Liang, Western Xia (Tangut Empire), and Shun. All told, there have been 64 Li-surnamed emperors in Chinese history, ruling all or part of China for 650 years.